Jobs for a Compliance Officer in an Asset Management Firm

We are one of the foremost asset management firms in Nigeria. As part of our plan for expansion, we seek to recruit individuals that are focused, energetic, result-oriented and have a passion for success to fill the
below Vacant position:

Job Title: Compliance Officer
Ref: COAM

Job Description
  • Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Manages day-to-day operation of the Program.
  • Collaborates with other departments (e.g., Risk Management, Internal Audit, Employee Services, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution.
  • Responds to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures. Develops and oversees a system for uniform handling of such violations.
  • Develops and periodically reviews and updates Standards of Conduct to ensure continuing currency and relevance in providing guidance to management and employees.
Qualifications, Experience and Attributes
  • A good bachelors degree preferably in Law from a reputable institution.
  • Must be computer literate and able to work in a team-based multi-cultural environment.
  • Minimum of 4 years relevant experience.
  • Good interpersonal and communication skills

How to Apply
Interested and qualified candidates should  quote the reference number indicated on the job as the subject of your curriculum vitae (prepared as a word document) to: careers_capitalmarket@gmail.com

Note: All applications will be treated in confidence. Only short listed candidates will be contacted.

Application Deadline 15th February, 2013

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